Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dave Richard Jones, IV | 4624577 | 2 | 12/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edwin Abellon Sison | 2608319 | 2 | 05/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rick Bradford Coad | 1564508 | 1 | 12/21/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edwin Abellon Sison | 2608319 | 2 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Beth Palmer | 4582834 | 1 | 11/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney A Johnson | 5269431 | 1 | 07/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Joe Bouchard | 1306466 | 3 | 10/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Arthur MacMillan | 1843885 | 1 | 09/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dory Leslie Alvarenga | 4521975 | 2 | 05/02/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |