Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marci C Funk | 5110643 | 1 | 10/15/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cheryl Ann Squier | 2198681 | 1 | 08/19/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Roy Tucker | 501274 | 10 | 11/05/2018 | Customer Dispute | Denied | $10,000,000.00 | $0.00 | See FINRA Report |
| Gary Raye Kurtz | 2621417 | 1 | 09/25/2015 | Customer Dispute | Denied | $26,576.00 | $0.00 | See FINRA Report |
| Anthony L George | 2268793 | 1 | 10/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Eric Boyden | 4490120 | 3 | 09/30/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian Eric Boyden | 4490120 | 3 | 04/14/2010 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| John Charles Cameron | 2438424 | 2 | 11/01/2009 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Arron Christopher Dieter | 2957766 | 2 | 09/28/2009 | Customer Dispute | Denied | $125,500.00 | $0.00 | See FINRA Report |
| Theodore Nelson Rich | 2293736 | 2 | 04/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |