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FINRA Broker Disclosures for D.A. Davidson & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 30 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Marci C Funk5110643110/15/2021Customer DisputeDenied$0.00$0.00See FINRA Report
Cheryl Ann Squier2198681108/19/2021Customer DisputeDenied$0.00$0.00See FINRA Report
Schuyler E Grey1131933504/06/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Gary Raye Kurtz2621417109/25/2015Customer DisputeDenied$26,576.00$0.00See FINRA Report
Anthony L George2268793110/06/2011Customer DisputeDenied$0.00$0.00See FINRA Report
Brian Eric Boyden4490120309/30/2011Customer DisputeDenied$5,000.00$0.00See FINRA Report
Brian Eric Boyden4490120304/14/2010Customer DisputeDenied$19,000.00$0.00See FINRA Report
Arron Christopher Dieter2957766209/28/2009Customer DisputeDenied$125,500.00$0.00See FINRA Report
Theodore Nelson Rich2293736104/30/2009Customer DisputeDenied$0.00$0.00See FINRA Report
John Nicholas Vreeburg2001887703/12/2009Customer DisputeDenied$0.00$0.00See FINRA Report

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