Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Morris Mezrah | 2313891 | 2 | 10/17/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Kingsley Barbernell | 4097730 | 3 | 01/19/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Randall Ware | 1874544 | 3 | 12/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Anselmo Feliciano | 2303100 | 4 | 12/14/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph F Presutti | 367520 | 1 | 01/02/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Feliciano | 2319411 | 1 | 04/07/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Anselmo Feliciano | 2303100 | 4 | 03/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Masanao Sakata | 2582659 | 1 | 04/09/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Longton MacDonald | 826839 | 1 | 03/16/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |