Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Adam Stiba | 5635690 | 5 | 09/21/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Eric Adam Stiba | 5635690 | 5 | 12/05/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Eric Adam Stiba | 5635690 | 5 | 11/21/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Alexander Waters | 2384370 | 1 | 11/09/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Eldon Maguire | 4645700 | 1 | 12/09/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Richard Evan Baer | 848798 | 3 | 08/10/2020 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Brent Charles Bunger | 1488149 | 2 | 08/10/2020 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Richard Evan Baer | 848798 | 3 | 09/30/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Brent Charles Bunger | 1488149 | 2 | 09/30/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Richard Evan Baer | 848798 | 3 | 06/18/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |