Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guy Anthony Harrigan | 1817525 | 2 | 10/11/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Guy Anthony Harrigan | 1817525 | 2 | 03/12/2021 | Customer Dispute | Pending | $780,961.00 | $0.00 | See FINRA Report |
| Roger Paul Bedillion | 854800 | 2 | 10/19/2019 | Customer Dispute | Pending | $1,700,000.00 | $0.00 | See FINRA Report |
| Jason Lee Dagley | 4340296 | 2 | 02/07/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |