Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meridith Gail Mimbs | 5467311 | 3 | 12/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy Anthony Harrigan | 1817525 | 2 | 10/11/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Meridith Gail Mimbs | 5467311 | 3 | 09/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Meridith Gail Mimbs | 5467311 | 3 | 08/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Denver Allen | 5787396 | 3 | 05/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy Anthony Harrigan | 1817525 | 2 | 03/12/2021 | Customer Dispute | Pending | $780,961.00 | $0.00 | See FINRA Report |
| Denver Allen | 5787396 | 3 | 01/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Denver Allen | 5787396 | 3 | 01/27/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Eldon Maguire | 4645700 | 1 | 12/09/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Ari David Fischman | 4571478 | 1 | 10/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |