Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Adam Stiba | 5635690 | 5 | 05/10/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Todd Morris Mezrah | 2313891 | 2 | 10/17/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Adam Stiba | 5635690 | 5 | 09/21/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Shawn Orin Higley | 2121745 | 1 | 08/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Adam Stiba | 5635690 | 5 | 07/10/2023 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Meridith Gail Mimbs | 5467311 | 2 | 12/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Adam Stiba | 5635690 | 5 | 12/05/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Ernest Adolf Stiba | 1254994 | 1 | 11/21/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Eric Adam Stiba | 5635690 | 5 | 11/21/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Alexander Waters | 2384370 | 1 | 11/09/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |