Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan Christopher Maruszak | 5794550 | 3 | 09/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Christopher Maruszak | 5794550 | 3 | 09/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Christopher Maruszak | 5794550 | 3 | 03/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Kay Williams | 5053736 | 2 | 03/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Kay Williams | 5053736 | 2 | 03/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Vollkommer Cutler | 1020929 | 1 | 04/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Willard Michie Cutler | 1070333 | 1 | 04/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Kingsley Barbernell | 4097730 | 5 | 01/19/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Kingsley Barbernell | 4097730 | 5 | 07/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Kingsley Barbernell | 4097730 | 5 | 07/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |