Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Deane | 5199999 | 1 | 07/11/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jose Anselmo Feliciano | 2303100 | 4 | 05/09/2017 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Judith Ann McGee | 861504 | 3 | 01/07/2009 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Larry Jefferson Tolbert | 1054714 | 3 | 09/07/2005 | Customer Dispute | Closed-No Action | $22,593.70 | $0.00 | See FINRA Report |
| Jeremy Tate Corley | 3074244 | 2 | 06/09/2003 | Customer Dispute | Closed-No Action | $57,621.00 | $0.00 | See FINRA Report |
| Jeffrey Kistler Jones | 2459593 | 1 | 05/12/2000 | Customer Dispute | Closed-No Action | $9,373.00 | $0.00 | See FINRA Report |