Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guy Anthony Harrigan | 1817525 | 2 | 10/11/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Guy Anthony Harrigan | 1817525 | 2 | 03/12/2021 | Customer Dispute | Pending | $780,961.00 | $0.00 | See FINRA Report |
| Thomas Eldon Maguire | 4645700 | 1 | 12/09/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Brent Charles Bunger | 1488149 | 2 | 08/10/2020 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Richard Evan Baer | 848798 | 3 | 08/10/2020 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Roger Paul Bedillion | 854800 | 2 | 10/19/2019 | Customer Dispute | Pending | $1,700,000.00 | $0.00 | See FINRA Report |
| Brent Charles Bunger | 1488149 | 2 | 09/30/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Richard Evan Baer | 848798 | 3 | 09/30/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Ryan Robert Alvarez | 4266877 | 4 | 08/30/2019 | Customer Dispute | Denied | $157,000.00 | $0.00 | See FINRA Report |
| Jason Edward Gross | 5125679 | 1 | 09/04/2018 | Customer Dispute | Settled | $76,764.60 | $0.00 | See FINRA Report |