Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ari David Fischman | 4571478 | 1 | 10/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Morris Mezrah | 2313891 | 2 | 04/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Allen Liska | 2374477 | 4 | 12/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shelley Leavitt Nadel | 5513675 | 1 | 04/27/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Michael Benjamin-Fink | 1607856 | 1 | 05/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Dale Grant | 1960689 | 1 | 04/19/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Lee Swearingen | 1800451 | 2 | 11/07/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Jeremiah Abernethy | 3194164 | 1 | 06/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Warren Bradford Stickney | 2432681 | 1 | 07/15/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Robert Alvarez | 4266877 | 4 | 05/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |