Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Orin Higley | 2121745 | 1 | 08/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Meridith Gail Mimbs | 5467311 | 2 | 12/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Meridith Gail Mimbs | 5467311 | 2 | 08/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Donald Burns | 1040877 | 1 | 01/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gabriel M Epstein | 4680724 | 1 | 01/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kalliopi Annenos | 3001066 | 1 | 09/05/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |