Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry John Kulig | 1270110 | 2 | 03/09/2015 | Customer Dispute | Award / Judgment | $80,000.00 | $65,333.30 | See FINRA Report |
| Judith Ann McGee | 861504 | 3 | 10/12/2004 | Customer Dispute | Award / Judgment | $576,745.00 | $54,000.00 | See FINRA Report |
| John Louis Csenge | 703680 | 2 | 09/22/1997 | Customer Dispute | Award / Judgment | $0.00 | $10,629.20 | See FINRA Report |