Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Troy Don Perkins | 4337530 | 2 | 06/01/2023 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
Jonathan Robin Prestridge | 4554166 | 1 | 05/02/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Robin Hollis Lawson | 2444507 | 1 | 04/27/2023 | Customer Dispute | Settled | $6,606.00 | $0.00 | See FINRA Report |
Flynn Lambert Andrew | 2748728 | 3 | 03/15/2023 | Customer Dispute | Settled | $25,428.00 | $0.00 | See FINRA Report |
Ryan T Haag | 2432783 | 1 | 11/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Timothy Gary Long | 2138850 | 1 | 07/28/2020 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
William Andrew Balcke Dowell | 1354829 | 1 | 05/20/2020 | Customer Dispute | Settled | $19,114.00 | $0.00 | See FINRA Report |
Gary Lynn Ely | 2066209 | 1 | 02/02/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
Howell Booth Holland | 2430593 | 1 | 01/28/2019 | Customer Dispute | Settled | $14,498.40 | $0.00 | See FINRA Report |
Julien Louis Lahiere | 2587449 | 3 | 02/18/2014 | Customer Dispute | Settled | $695,000.00 | $0.00 | See FINRA Report |