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FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 30 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Troy Don Perkins4337530206/01/2023Customer DisputeSettled$125,000.00$0.00See FINRA Report
Jonathan Robin Prestridge4554166105/02/2023Customer DisputeSettled$200,000.00$0.00See FINRA Report
Robin Hollis Lawson2444507104/27/2023Customer DisputeSettled$6,606.00$0.00See FINRA Report
Flynn Lambert Andrew2748728303/15/2023Customer DisputeSettled$25,428.00$0.00See FINRA Report
Ryan T Haag2432783111/02/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Timothy Gary Long2138850107/28/2020Customer DisputeSettled$33,000.00$0.00See FINRA Report
William Andrew Balcke Dowell1354829105/20/2020Customer DisputeSettled$19,114.00$0.00See FINRA Report
Gary Lynn Ely2066209102/02/2020Customer DisputeSettled$125,000.00$0.00See FINRA Report
Howell Booth Holland2430593101/28/2019Customer DisputeSettled$14,498.40$0.00See FINRA Report
Julien Louis Lahiere2587449302/18/2014Customer DisputeSettled$695,000.00$0.00See FINRA Report

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