Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan T Haag | 2432783 | 1 | 11/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Gary Long | 2138850 | 1 | 07/28/2020 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| William Andrew Balcke Dowell | 1354829 | 1 | 05/20/2020 | Customer Dispute | Settled | $19,114.00 | $0.00 | See FINRA Report |
| Gary Lynn Ely | 2066209 | 1 | 02/02/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Howell Booth Holland | 2430593 | 1 | 01/28/2019 | Customer Dispute | Settled | $14,498.40 | $0.00 | See FINRA Report |
| Julien Louis Lahiere | 2587449 | 3 | 02/18/2014 | Customer Dispute | Settled | $695,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Masi | 1660596 | 1 | 10/21/2013 | Customer Dispute | Settled | $1,870,380.00 | $0.00 | See FINRA Report |
| Louis Edward Perkins | 1816759 | 1 | 04/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vernon Edwin Unger | 2361113 | 2 | 02/11/2013 | Customer Dispute | Settled | $1,030,860.00 | $0.00 | See FINRA Report |
| Richard Scott Perkins | 2537775 | 2 | 11/25/2011 | Customer Dispute | Settled | $7,090.93 | $0.00 | See FINRA Report |