Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Lee Bliss | 1311866 | 1 | 08/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Clayton Conerly | 2262031 | 1 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Earl J Breaux | 2290572 | 1 | 11/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ray S Greenberg | 228805 | 2 | 07/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Roy Ranfeld | 4197682 | 3 | 05/27/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Michael Gargano | 2250170 | 1 | 01/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Michael Hagopian | 2237098 | 1 | 12/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carla K Hurley | 4887959 | 1 | 12/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Ann Hicks | 2488474 | 1 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alva L Grier | 229780 | 2 | 10/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |