Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Roy Ranfeld | 4197682 | 3 | 05/27/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan M Hagopian | 2237098 | 1 | 12/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Roy Ranfeld | 4197682 | 3 | 04/07/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Roy Ranfeld | 4197682 | 3 | 02/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darryl Richard Wilson | 4152258 | 1 | 12/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Flynn Lambert Andrew | 2748728 | 3 | 08/17/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vernon Edwin Unger | 2361113 | 2 | 08/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keeley Michael Moore | 2954454 | 3 | 05/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Flynn Lambert Andrew | 2748728 | 3 | 05/21/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shaun R Murphy | 2158418 | 8 | 01/19/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |