Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas James Lopshire | 2532500 | 2 | 10/15/2022 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Barry Matthew Pittenger | 2405032 | 1 | 05/01/2019 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Karen Louise Powell | 1444844 | 2 | 03/15/2010 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Samuel Edwin Massey | 1320314 | 1 | 05/22/2006 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |