Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Wayne Skinner | 3011361 | 3 | 12/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Wayne Skinner | 3011361 | 3 | 12/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Wayne Skinner | 3011361 | 3 | 02/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Dana Adams | 1160631 | 4 | 05/07/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Dana Adams | 1160631 | 4 | 04/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Dana Adams | 1160631 | 4 | 08/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Anthony Cornella | 2117832 | 2 | 12/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Dana Adams | 1160631 | 4 | 03/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew James Wenzinger | 3005258 | 1 | 01/06/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Russel Urffer | 451878 | 1 | 03/02/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |