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FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 107 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeremy Michael Beck4162915104/04/2024FinancialFinal$0.00$0.00See FINRA Report
Troy Don Perkins4337530206/01/2023Customer DisputeSettled$125,000.00$0.00See FINRA Report
Jonathan Robin Prestridge4554166105/02/2023Customer DisputeSettled$200,000.00$0.00See FINRA Report
Robin Hollis Lawson2444507104/27/2023Customer DisputeSettled$6,606.00$0.00See FINRA Report
Flynn Lambert Andrew2748728303/15/2023Customer DisputeSettled$25,428.00$0.00See FINRA Report
Raymond Wayne Skinner3011361212/21/2022Judgment / Lien$0.00$0.00See FINRA Report
Raymond Wayne Skinner3011361212/07/2022Judgment / Lien$0.00$0.00See FINRA Report
Thomas James Lopshire2532500210/15/2022Customer DisputeClosed-No Action$250,000.00$0.00See FINRA Report
Hugo Alberto Marrero1859120109/28/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Ansley Earle Whatley4318896108/19/2021Customer DisputeDenied$39,031.00$0.00See FINRA Report

107 Results

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