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FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 127 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Raymond Wayne Skinner3011361312/21/2022Judgment / Lien$0.00$0.00See FINRA Report
Raymond Wayne Skinner3011361312/07/2022Judgment / Lien$0.00$0.00See FINRA Report
Brigette Lynn Messina2295978111/15/2022FinancialPending$0.00$0.00See FINRA Report
Thomas James Lopshire2532500210/15/2022Customer DisputePending$250,000.00$0.00See FINRA Report
Hugo Alberto Marrero1859120109/28/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Richard Kimbrough Holmes2202727110/04/2021Customer DisputePending$512,000.00$0.00See FINRA Report
Ansley Earle Whatley4318896108/19/2021Customer DisputeDenied$39,031.00$0.00See FINRA Report
Raymond Wayne Skinner3011361302/17/2021Judgment / Lien$0.00$0.00See FINRA Report
Michael Payne2289904112/24/2020Customer DisputeDenied$100,000.00$0.00See FINRA Report
Mitchell Frank Griffin3129686212/17/2020Customer DisputeDenied$0.00$0.00See FINRA Report

127 Results

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