Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Raymond Wayne Skinner | 3011361 | 3 | 12/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Raymond Wayne Skinner | 3011361 | 3 | 12/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brigette Lynn Messina | 2295978 | 1 | 11/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Thomas James Lopshire | 2532500 | 2 | 10/15/2022 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
Hugo Alberto Marrero | 1859120 | 1 | 09/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Richard Kimbrough Holmes | 2202727 | 1 | 10/04/2021 | Customer Dispute | Pending | $512,000.00 | $0.00 | See FINRA Report |
Ansley Earle Whatley | 4318896 | 1 | 08/19/2021 | Customer Dispute | Denied | $39,031.00 | $0.00 | See FINRA Report |
Raymond Wayne Skinner | 3011361 | 3 | 02/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Payne | 2289904 | 1 | 12/24/2020 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Mitchell Frank Griffin | 3129686 | 2 | 12/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |