Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hugo Alberto Marrero | 1859120 | 1 | 09/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ansley Earle Whatley | 4318896 | 1 | 08/19/2021 | Customer Dispute | Denied | $39,031.00 | $0.00 | See FINRA Report |
| Michael Payne | 2289904 | 1 | 12/24/2020 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mitchell Frank Griffin | 3129686 | 2 | 12/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Kyle Atkins | 2829986 | 1 | 10/03/2018 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
| Mitchell Frank Griffin | 3129686 | 2 | 02/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeanette Henry Hebert | 2239747 | 1 | 12/12/2016 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Stephen Lee Hamilton | 5052791 | 1 | 05/05/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shaun R Murphy | 2158418 | 8 | 03/10/2014 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Rudi von Siela | 1009645 | 1 | 11/20/2013 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |