Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
George William Crim | 1884689 | 1 | 07/05/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Scott Miller | 1982346 | 2 | 12/09/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Keeley Michael Moore | 2954454 | 3 | 03/27/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Keeley Michael Moore | 2954454 | 3 | 03/27/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Bruce A Jones | 2218367 | 2 | 04/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Bruce A Jones | 2218367 | 2 | 04/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Shaun R Murphy | 2158418 | 8 | 08/23/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ryan Christopher White | 2909144 | 1 | 10/09/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Glenn James Thorning | 1250607 | 2 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |