Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas James Lopshire | 2532500 | 2 | 10/15/2022 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Hugo Alberto Marrero | 1859120 | 1 | 09/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Kimbrough Holmes | 2202727 | 1 | 10/04/2021 | Customer Dispute | Pending | $512,000.00 | $0.00 | See FINRA Report |
| Ansley Earle Whatley | 4318896 | 1 | 08/19/2021 | Customer Dispute | Denied | $39,031.00 | $0.00 | See FINRA Report |
| Michael Payne | 2289904 | 1 | 12/24/2020 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mitchell Frank Griffin | 3129686 | 2 | 12/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan T Haag | 2432783 | 1 | 11/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam Detweiler Savanick | 5312786 | 1 | 10/21/2020 | Customer Dispute | Withdrawn | $14,100.00 | $0.00 | See FINRA Report |
| Timothy Gary Long | 2138850 | 1 | 07/28/2020 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| William Andrew Balcke Dowell | 1354829 | 1 | 05/20/2020 | Customer Dispute | Settled | $19,114.00 | $0.00 | See FINRA Report |