Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concourse Financial Group Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Hall Nutter | 2690263 | 1 | 09/10/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashley E Shea | 5881960 | 1 | 04/19/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Mark Conboy | 1930383 | 1 | 02/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bernard Thomas King | 1423001 | 1 | 11/23/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Neal | 4286690 | 1 | 03/22/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Cornella | 2117832 | 2 | 11/30/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Emilio Valdez | 4743539 | 1 | 09/04/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robert Tuttle | 734829 | 1 | 04/30/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Charles Blake | 2887511 | 1 | 01/11/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Michael Wallace | 6393741 | 1 | 01/14/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |