Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Allen Kellin | 1608396 | 1 | 09/23/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kyle Stephen Flynn | 6435557 | 1 | 03/19/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
David Samuel Obedin | 2490871 | 1 | 03/10/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Jesse Morgan Raines | 7097971 | 2 | 10/05/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Joseph Scott Cantrell | 2758233 | 1 | 07/07/2020 | Customer Dispute | Settled | $218,248.00 | $0.00 | See FINRA Report |
Randall Jude Raciti | 1191411 | 1 | 07/03/2020 | Customer Dispute | Settled | $37,227.80 | $0.00 | See FINRA Report |
Keith Flynn Tomer | 4801360 | 2 | 04/02/2020 | Customer Dispute | Settled | $15,060.00 | $0.00 | See FINRA Report |
Brian Lee Segel | 1610632 | 1 | 02/10/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jason Patrick Riney | 5361364 | 1 | 06/07/2019 | Customer Dispute | Settled | $7,033.00 | $0.00 | See FINRA Report |
Douglas Harry Chapman | 2230482 | 6 | 03/04/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |