Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Arun Rajaram | 6443234 | 1 | 01/21/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Christopher James Hackley | 1977760 | 2 | 09/28/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Keith Flynn Tomer | 4801360 | 2 | 02/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Christopher James Hackley | 1977760 | 2 | 01/31/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Roark Alan Gover | 1676215 | 1 | 01/31/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David James Schelhorn | 5398951 | 1 | 11/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Trevor Wayne Harrelson | 3251143 | 1 | 08/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Friess Ebert | 4700450 | 2 | 02/16/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Friess Ebert | 4700450 | 2 | 09/27/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Peter Novella | 2101248 | 1 | 05/12/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |