Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Isaiah Nemer | 7089407 | 1 | 02/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Borges | 1574982 | 1 | 11/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Josephine Anne Hartz | 6819093 | 1 | 01/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Carl Riewe | 4693991 | 1 | 02/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angie Marie Kivi | 4191967 | 1 | 03/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |