Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jordan Amine | 5966359 | 9 | 10/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Vivienne Michelle Mannah | 7176193 | 1 | 05/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jason Andrew Meulemans | 5241925 | 1 | 03/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jason Bert Frazier | 2571087 | 3 | 05/24/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Christian Helfrich | 2148292 | 3 | 12/22/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Christian Helfrich | 2148292 | 3 | 11/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dawn Marie Lacoursiere | 2196311 | 1 | 12/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kendra Charmaine Sawyer | 5297430 | 2 | 12/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Curtis L Clark | 1377854 | 1 | 10/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Whitaker | 7344220 | 1 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |