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FINRA Broker Disclosures for Securian Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 37 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jordan Amine5966359910/04/2022Judgment / Lien$0.00$0.00See FINRA Report
Vivienne Michelle Mannah7176193105/04/2022Judgment / Lien$0.00$0.00See FINRA Report
Jason Andrew Meulemans5241925103/08/2022Judgment / Lien$0.00$0.00See FINRA Report
Jason Bert Frazier2571087305/24/2021Judgment / Lien$0.00$0.00See FINRA Report
David Christian Helfrich2148292312/22/2020Judgment / Lien$0.00$0.00See FINRA Report
David Christian Helfrich2148292311/19/2020Judgment / Lien$0.00$0.00See FINRA Report
Dawn Marie Lacoursiere2196311112/10/2019Judgment / Lien$0.00$0.00See FINRA Report
Kendra Charmaine Sawyer5297430212/10/2019Judgment / Lien$0.00$0.00See FINRA Report
Curtis L Clark1377854110/10/2019Judgment / Lien$0.00$0.00See FINRA Report
John Whitaker7344220109/24/2019Judgment / Lien$0.00$0.00See FINRA Report

37 Results

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