Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kyle Mathew Rice | 7273634 | 2 | 07/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kyle Mathew Rice | 7273634 | 2 | 01/24/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Ralph Douglas Rager | 1042287 | 4 | 12/19/2019 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Jason Bert Frazier | 2571087 | 3 | 09/25/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jason Bert Frazier | 2571087 | 3 | 04/29/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |