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FINRA Broker Disclosures for Securian Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 325 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jordan Amine5966359910/04/2022Judgment / Lien$0.00$0.00See FINRA Report
Vivienne Michelle Mannah7176193105/04/2022Judgment / Lien$0.00$0.00See FINRA Report
Jason Andrew Meulemans5241925103/08/2022Judgment / Lien$0.00$0.00See FINRA Report
Reginald Okweziem Emordi4240752112/23/2021FinancialFinal$0.00$0.00See FINRA Report
Douglas Harry Chapman2230482611/15/2021Customer DisputeDenied$5,000.00$0.00See FINRA Report
David Allen Kellin1608396109/23/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Jason Bert Frazier2571087305/24/2021Judgment / Lien$0.00$0.00See FINRA Report
Kyle Stephen Flynn6435557103/19/2021Customer DisputeSettled$5,000.00$0.00See FINRA Report
David Samuel Obedin2490871103/10/2021Customer DisputeSettled$50,000.00$0.00See FINRA Report
Arun Rajaram6443234101/21/2021RegulatoryFinal$0.00$0.00See FINRA Report

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