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FINRA Broker Disclosures for Securian Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 45 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Zachary Ty Smith7266746204/27/2019CriminalFinal Disposition$0.00$0.00See FINRA Report
Zachary Ty Smith7266746202/23/2019CriminalFinal Disposition$0.00$0.00See FINRA Report
David L Whiteside6051308110/15/2018CriminalFinal Disposition$0.00$0.00See FINRA Report
Graham Low7232968101/24/2018CriminalFinal Disposition$0.00$0.00See FINRA Report
Carter Jon Amundson7330044110/07/2016CriminalFinal Disposition$0.00$0.00See FINRA Report
Matthew Brent Probst7415053109/21/2015CriminalFinal Disposition$0.00$0.00See FINRA Report
Patrick Mogen Olson5142242104/04/2013CriminalFinal Disposition$0.00$0.00See FINRA Report
Daniel Clement Feiler6358626103/16/2013CriminalFinal Disposition$0.00$0.00See FINRA Report
Anthony P Damico7339496112/23/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Kimberly Ann Martin7128420107/05/2011CriminalFinal Disposition$0.00$0.00See FINRA Report

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