Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Zachary Ty Smith | 7266746 | 2 | 04/27/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Zachary Ty Smith | 7266746 | 2 | 02/23/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David L Whiteside | 6051308 | 1 | 10/15/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Graham Low | 7232968 | 1 | 01/24/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Carter Jon Amundson | 7330044 | 1 | 10/07/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Matthew Brent Probst | 7415053 | 1 | 09/21/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Patrick Mogen Olson | 5142242 | 1 | 04/04/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Clement Feiler | 6358626 | 1 | 03/16/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony P Damico | 7339496 | 1 | 12/23/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kimberly Ann Martin | 7128420 | 1 | 07/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |