Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Davin John Bell | 4459699 | 1 | 03/02/2017 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Michael Hannon Kurland | 1104923 | 1 | 07/18/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephanie Yuen Hwei Tsang | 5082866 | 2 | 10/13/2010 | Customer Dispute | Closed-No Action | $5,250.00 | $0.00 | See FINRA Report |
| Diana Beth Briegel | 4984538 | 1 | 10/15/2008 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Robert Hugh Beese | 4301851 | 1 | 04/12/2006 | Customer Dispute | Closed-No Action | $5,690.00 | $0.00 | See FINRA Report |
| Sandra Kay Engstrom | 2636305 | 2 | 05/12/2004 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Gilbert Eugene Moscatello | 2914731 | 1 | 01/17/2004 | Customer Dispute | Closed-No Action | $6,200.00 | $0.00 | See FINRA Report |
| Bruce Kerlee Broussard | 1982453 | 1 | 11/17/2003 | Customer Dispute | Closed-No Action | $25,718.10 | $0.00 | See FINRA Report |
| Sandra Kay Engstrom | 2636305 | 2 | 02/27/2003 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Oconnell | 2933244 | 3 | 07/11/2002 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |