Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Daniel Lee | 6240579 | 1 | 01/13/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phuc Quang Le | 1292440 | 1 | 06/12/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ward David Goldberg | 1325743 | 2 | 11/28/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |