Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Llewellyn Sutton | 6018518 | 1 | 07/22/2016 | Customer Dispute | Award / Judgment | $50,000.00 | $14,500.00 | See FINRA Report |
| Cleo W Holder | 1067352 | 3 | 11/21/2001 | Customer Dispute | Award / Judgment | $170,000.00 | $7,500.00 | See FINRA Report |
| Russell Michael Peterson | 2864788 | 1 | 03/28/2001 | Customer Dispute | Award / Judgment | $300,000.00 | $168,699.00 | See FINRA Report |