Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Morgan Duddy | 2145276 | 4 | 03/21/2024 | Customer Dispute | Withdrawn | $700,000.00 | $0.00 | See FINRA Report |
| John Joseph Stapleton | 2791194 | 16 | 02/16/2024 | Customer Dispute | Withdrawn | $525,000.00 | $0.00 | See FINRA Report |
| Travis J Lippmann | 5908823 | 5 | 08/08/2019 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Arthur Mel Coffey | 2553466 | 21 | 11/21/2011 | Customer Dispute | Withdrawn | $216,452.00 | $0.00 | See FINRA Report |
| James Robert Pecoraro | 2440231 | 19 | 10/23/2002 | Customer Dispute | Withdrawn | $18,796.00 | $0.00 | See FINRA Report |