Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kim Marie Monchik | 2528972 | 4 | 10/19/2021 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| John Dennis Lowry | 4336146 | 12 | 10/19/2021 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |