Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daby Benjamine Carreras | 4873706 | 1 | 02/23/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Edward O'Shea | 2805483 | 3 | 02/05/2024 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Joseph Kelly | 4560737 | 3 | 12/09/2022 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| John Michael Palma | 6848651 | 3 | 12/07/2021 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| James Robert Pecoraro | 2440231 | 19 | 11/23/2021 | Customer Dispute | Closed-No Action | $12,230.00 | $0.00 | See FINRA Report |
| Matthew Ross | 6143334 | 2 | 06/26/2019 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Paul Anthony Ellson | 2832122 | 6 | 07/21/2016 | Customer Dispute | Closed-No Action | $42,000.00 | $0.00 | See FINRA Report |
| David Aron Dudkin | 1849292 | 5 | 06/23/2015 | Customer Dispute | Closed-No Action | $260,000.00 | $0.00 | See FINRA Report |
| Paul Anthony Ellson | 2832122 | 6 | 06/15/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| MacK Leon Miller | 2822317 | 8 | 05/26/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |