Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Jason Hechler | 5277526 | 3 | 03/25/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Nicholas Rotunno | 4025263 | 5 | 01/10/2024 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Joao Amorim Pinto | 6298233 | 2 | 10/07/2022 | Customer Dispute | Settled | $268,386.00 | $0.00 | See FINRA Report |
| Scott Jason Hechler | 5277526 | 3 | 03/21/2022 | Customer Dispute | Settled | $42,360.00 | $0.00 | See FINRA Report |
| John Dennis Lowry | 4336146 | 12 | 08/12/2021 | Customer Dispute | Settled | $1,410,000.00 | $0.00 | See FINRA Report |
| Travis J Lippmann | 5908823 | 5 | 07/30/2021 | Customer Dispute | Settled | $853,231.00 | $0.00 | See FINRA Report |
| Nicholas James Schiano | 4429212 | 6 | 05/03/2021 | Customer Dispute | Settled | $62,961.00 | $0.00 | See FINRA Report |
| Christopher J Dallas | 6184479 | 1 | 05/03/2021 | Customer Dispute | Settled | $32,736.50 | $0.00 | See FINRA Report |
| Nicholas James Schiano | 4429212 | 6 | 05/18/2020 | Customer Dispute | Settled | $46,295.00 | $0.00 | See FINRA Report |
| John Joseph Stapleton | 2791194 | 16 | 01/28/2020 | Customer Dispute | Settled | $25,445.00 | $0.00 | See FINRA Report |