Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse D Krapf | 5467277 | 5 | 05/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Perlongo | 4913481 | 7 | 12/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Anthony Arena | 2754309 | 8 | 12/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas John Briguccia | 2311865 | 2 | 09/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Mel Coffey | 2553466 | 21 | 02/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Mel Coffey | 2553466 | 21 | 06/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Robert Pecoraro | 2440231 | 19 | 05/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Morgan Duddy | 2145276 | 4 | 10/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Mel Coffey | 2553466 | 21 | 10/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Mel Coffey | 2553466 | 21 | 10/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |