Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew S Reynolds | 5586933 | 6 | 08/02/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ralph Edward Metz | 4687011 | 2 | 02/19/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew S Reynolds | 5586933 | 6 | 05/29/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sebastian G Bongiovanni | 4398600 | 6 | 08/20/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Gallo | 6045888 | 1 | 02/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sebastian G Bongiovanni | 4398600 | 6 | 03/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sebastian G Bongiovanni | 4398600 | 6 | 02/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sebastian G Bongiovanni | 4398600 | 6 | 01/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Christopher Tsiorvas | 2562365 | 6 | 02/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Ward | 2080639 | 5 | 10/27/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |