Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Edward Metz | 4687011 | 2 | 02/19/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Mel Coffey | 2553466 | 21 | 03/09/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Christopher Tsiorvas | 2562365 | 6 | 02/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Ward | 2080639 | 5 | 10/27/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chester E Scotland | 2858846 | 3 | 10/27/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Valdez | 2926686 | 9 | 08/08/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |