Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Stapleton | 2791194 | 16 | 01/04/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Drew Rayold Alexander | 5249859 | 1 | 04/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Mel Coffey | 2553466 | 21 | 05/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Therese Imparato | 2317738 | 2 | 11/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Pace | 2481049 | 9 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |