Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Palma | 6848651 | 3 | 03/11/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Travis J Lippmann | 5908823 | 5 | 03/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kim Marie Monchik | 2528972 | 4 | 11/18/2022 | Customer Dispute | Pending | $247,262.00 | $0.00 | See FINRA Report |
| John Dennis Lowry | 4336146 | 12 | 11/18/2022 | Customer Dispute | Pending | $247,262.00 | $0.00 | See FINRA Report |
| Peter James Malone | 4412447 | 1 | 03/21/2022 | Customer Dispute | Pending | $1,303,700.00 | $0.00 | See FINRA Report |
| Nicholas James Schiano | 4429212 | 6 | 12/23/2020 | Customer Dispute | Pending | $414,744.00 | $0.00 | See FINRA Report |
| Nick Papavgeris | 4037246 | 2 | 02/13/2003 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |