Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joey Giamichael | 3248158 | 5 | 07/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shoug Mayson | 5634302 | 7 | 06/22/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| MacK Leon Miller | 2822317 | 8 | 04/20/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Florence Marie Simeon | 1422241 | 2 | 04/27/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Pace | 2481049 | 9 | 03/23/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Guerrero | 4966948 | 1 | 04/17/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Francis Kevin Obrien | 2864151 | 1 | 04/08/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shoug Mayson | 5634302 | 7 | 10/15/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Edward O'Shea | 2805483 | 3 | 08/04/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Howard Coons | 2049465 | 6 | 01/25/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |