Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Palma | 6848651 | 3 | 10/10/2022 | Customer Dispute | Award / Judgment | $10,900,000.00 | $0.00 | See FINRA Report |
| John Joseph Stapleton | 2791194 | 16 | 01/03/2017 | Customer Dispute | Award / Judgment | $48,223.30 | $20,600.00 | See FINRA Report |
| John Dennis Lowry | 4336146 | 12 | 12/05/2016 | Customer Dispute | Award / Judgment | $721,070.00 | $210,000.00 | See FINRA Report |
| Kim Marie Monchik | 2528972 | 4 | 04/06/2016 | Customer Dispute | Award / Judgment | $41,842.00 | $41,842.00 | See FINRA Report |
| John Dennis Lowry | 4336146 | 12 | 04/06/2016 | Customer Dispute | Award / Judgment | $41,842.00 | $41,842.00 | See FINRA Report |
| Arthur Mel Coffey | 2553466 | 21 | 04/17/2013 | Customer Dispute | Award / Judgment | $26,000.00 | $0.00 | See FINRA Report |
| James Robert Pecoraro | 2440231 | 19 | 12/10/2003 | Customer Dispute | Award / Judgment | $230,000.00 | $235,735.00 | See FINRA Report |
| Louis Ward | 2080639 | 5 | 03/06/2003 | Customer Dispute | Award / Judgment | $0.00 | $73,351.00 | See FINRA Report |
| Paul Anthony Ellson | 2832122 | 6 | 04/26/2002 | Customer Dispute | Award / Judgment | $8,500.00 | $4,700.00 | See FINRA Report |
| Arthur Mel Coffey | 2553466 | 21 | 05/01/2000 | Customer Dispute | Award / Judgment | $1,500,000.00 | $0.00 | See FINRA Report |