Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Joseph McDonald | 2837629 | 3 | 10/05/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David James Elrod | 4906761 | 1 | 09/28/2021 | Customer Dispute | Settled | $43,257.00 | $0.00 | See FINRA Report |
| Adam Peter Kozak | 5949814 | 1 | 03/09/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph McDonald | 2837629 | 3 | 09/22/2020 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Kyle Sean Jobin | 4915438 | 4 | 09/14/2020 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Charles Logan McLean | 4351084 | 1 | 09/08/2020 | Customer Dispute | Settled | $191,000.00 | $0.00 | See FINRA Report |
| Tamara A Glenn | 4324857 | 4 | 03/08/2019 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Luke Daniel Russell | 5619316 | 1 | 02/15/2019 | Customer Dispute | Settled | $67,371.00 | $0.00 | See FINRA Report |
| Jack Wendell Griffith | 1446978 | 5 | 01/10/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jack Wendell Griffith | 1446978 | 5 | 01/10/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |