Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Sean Jobin | 4915438 | 4 | 12/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Bacarella | 2526487 | 2 | 09/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Bacarella | 2526487 | 2 | 09/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Whiting | 1752042 | 4 | 07/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Michael Darwish | 3228029 | 8 | 10/02/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Lee Clark | 1928306 | 3 | 03/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kirk Anthony Sempsrott | 5455535 | 3 | 08/30/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Stephen Iacobelli | 2642874 | 2 | 03/30/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick James Welsh | 2605350 | 2 | 10/26/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Colston | 2944696 | 5 | 10/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |