Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Michael Whiting | 1752042 | 4 | 07/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Lee Clark | 1928306 | 3 | 03/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick James Welsh | 2605350 | 2 | 10/26/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/22/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lynn Maynard McCrum | 1050078 | 3 | 05/14/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joe Randazzo | 2019363 | 1 | 08/05/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lynn Maynard McCrum | 1050078 | 3 | 01/28/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |