Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Sean Jobin | 4915438 | 4 | 12/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Bacarella | 2526487 | 2 | 09/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Bacarella | 2526487 | 2 | 09/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Whiting | 1752042 | 4 | 07/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terrie Lynn Sims | 3102453 | 1 | 09/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Gary Peterson | 3019838 | 1 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John McCormack | 4338396 | 2 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Michael Darwish | 3228029 | 8 | 10/02/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julia Oh | 6287149 | 1 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Hanlin | 5299411 | 1 | 10/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |