Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Eugene Marrs | 2475024 | 5 | 11/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Marrs | 2475024 | 5 | 09/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Marrs | 2475024 | 5 | 08/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Mike Moranchel | 5032993 | 2 | 07/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael William Johnson | 4185577 | 1 | 07/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Joseph McDonald | 2837629 | 3 | 04/06/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Tate David Schanski | 3250436 | 1 | 02/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Lang | 2224748 | 2 | 02/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tamara A Glenn | 4324857 | 4 | 02/03/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Dennis Eugene Marrs | 2475024 | 5 | 01/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |