Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Lee Leadford | 7178149 | 1 | 10/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Alan Vanderstelt | 4051413 | 1 | 02/05/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Kirkham Marshall | 1685731 | 1 | 04/24/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Wayne Schriber | 2816151 | 1 | 03/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Gordon Gassman | 1311332 | 1 | 01/22/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |