Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Bruce Milliken | 1253815 | 2 | 04/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Bruce Milliken | 1253815 | 2 | 04/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Lynch | 2790102 | 2 | 02/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Marrs | 2475024 | 5 | 11/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Marrs | 2475024 | 5 | 09/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Marrs | 2475024 | 5 | 08/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael William Johnson | 4185577 | 1 | 07/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tate David Schanski | 3250436 | 1 | 02/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Marrs | 2475024 | 5 | 01/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel M Guerrero | 4634404 | 2 | 11/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |