Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Michael Darwish | 3228029 | 8 | 07/17/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffery Michael Darwish | 3228029 | 8 | 08/09/2019 | Customer Dispute | Closed-No Action | $21,066.10 | $0.00 | See FINRA Report |
| Joseph Edward Aiello | 1624046 | 1 | 02/05/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eric Paul Zeitler | 4178056 | 1 | 01/03/2017 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Richard Rex Liess | 5515353 | 1 | 10/20/2016 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Daniel Theodore Hawtree | 1578583 | 1 | 05/29/2014 | Customer Dispute | Closed-No Action | $13,250.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 05/01/2013 | Customer Dispute | Closed-No Action | $44,252.00 | $0.00 | See FINRA Report |
| Richard William Leidal | 1215703 | 3 | 05/31/2012 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Richard William Leidal | 1215703 | 3 | 05/03/2012 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Christine Catherine Mallul | 1158837 | 5 | 12/14/2011 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |