Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Rex Liess | 5515353 | 1 | 10/20/2016 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 05/01/2013 | Customer Dispute | Closed-No Action | $44,252.00 | $0.00 | See FINRA Report |
| Richard William Leidal | 1215703 | 3 | 05/31/2012 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Richard William Leidal | 1215703 | 3 | 05/03/2012 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Peter John Olarin | 1053244 | 1 | 02/12/2010 | Customer Dispute | Closed-No Action | $63,000.00 | $0.00 | See FINRA Report |
| Bud Nicol | 2413791 | 1 | 01/28/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Page Jay Potter | 3078634 | 2 | 05/24/2000 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |