Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew Joseph McDonald | 2837629 | 3 | 04/06/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
Stephen Michael Whiting | 1752042 | 4 | 05/11/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Stephen Michael Whiting | 1752042 | 4 | 12/06/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Glenn Allen Donnell | 2239397 | 3 | 08/14/2002 | Customer Dispute | Pending | $36,000.00 | $0.00 | See FINRA Report |
Glenn Allen Donnell | 2239397 | 3 | 06/02/1999 | Customer Dispute | Pending | $11,000.00 | $0.00 | See FINRA Report |